+ What types of clients do you serve?
Most of our clients are retired or approaching retirement with a net worth from $1 million to $20 million. However, we have developed multiple service offerings to meet the needs of those younger clients who may be in the earlier stages of building their investment portfolios.
+ Do you offer a free initial consultation?
YES. During our initial meeting, we conduct an exploratory discussion to learn more about you and your individual goals. Additionally, it’s a chance for you to discover more about the firm and determine how we might assist you in the achievement of your goals.
+ What services are included in your fee?
We offer the cross discipline services of our full integrated team. This includes portfolio design and management, goal based financial plans, preparation and filing of personal tax returns, and the creation and maintenance of an estate plan. All these services are included for clients above $1 million. For those below $1 million, these services are offered a la carte.
+ How is your fee determined?
Fees are based on a percentage of assets managed with a cap at $4 million.
+ Do you work with clients outside Texas?
YES. We have clients throughout the US in multiple states. The utilization of technology allows us to effectively deliver our services remotely.
+ Do you provide check writing and debit cards?
YES. Through your custodian relationship, you have a suite of cash management options. These include check writing, debit cards, bill pays, mobile check deposit, and wire transfers.
+ Will I receive a monthly statement?
YES. You will receive a monthly statement from either Charles Schwab or TD Ameritrade. In addition, Steward will provide you a consolidated statement delivered electronically each month.
+ How are you regulated?
Steward Wealth Management is a registered investment advisor (RIA) with the U.S. Securities and Exchange Commission (SEC). The SEC routinely audits RIA firms to ensure compliance with securities laws and SEC policies. We are happy to provide a copy of our regulatory filing upon request.